Unclaimed
Alena Baltsevich is a financial professional with experience in the securities industry. Alena holds a Series 7TO, Series 99TO, and Series 14 license and is currently registered with Optiver US LLC. Alena was previously registered with Matrix Executions, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/08/2024 - Present
Optiver US LLC (CHICAGO IL)
IL
06/27/2022 - 03/25/2024
MATRIX EXECUTIONS, LLC (Chicago IL)
BC
Issued 12/28/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/06/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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