Unclaimed
Aleksey Reznikov is a financial advisor with over 16 years of experience in the industry. Aleksey is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with Raymond James & Associates, Inc., Wells Fargo Clearing Services, LLC and Morgan Stanley. Aleksey is licensed to provide investment advice in all 50 states and the District of Columbia, and holds Series 3, 7, 9, 10, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/11/2023 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
11/04/2021 - 12/14/2023
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
CA
09/01/2017 - 11/01/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
NC
04/07/2014 - 08/29/2017
MORGAN STANLEY (CHARLOTTE NC)
NC
10/11/2006 - 01/08/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
IA
Issued 11/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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