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Aleksej Mihajlovic Moser

Rothschild & Co. US Inc.

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About Aleksej Mihajlovic Moser

Aleksej Mihajlovic Moser is a financial professional with Rothschild & Co. US Inc. Aleksej has been in the industry since 2014 and is registered with FINRA. Aleksej holds the Series 79, Series 24, and SIE licenses.

Firm Information

Aleksej Moser is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aleksej Moser’s Registration & Firm History

CA

08/18/2014 - Present

Rothschild & Co. US Inc. (Santa Monica CA)

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Licenses & Designations

BC

Issued 10/31/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aleksej Mihajlovic Moser.
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