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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aleksandra? Claim Your ProfileAleksandra Vargas is a Registered Representative and Investment Advisor Representative with Frost Investment Services. Aleksandra has been in the financial industry since 2016. Aleksandra is licensed to offer securities and investment advisory services in all 50 states and Puerto Rico. Aleksandra is Series 66 licensed, holds the SIE, Series 7, Series 9, Series 10, Series 24, and Series 31 licenses. Aleksandra previously worked for J.P. Morgan Securities LLC, Raymond James, Citigroup, and Frost Brokerage Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
11/12/2024 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
07/26/2016 - 12/13/2017
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
BOTH
Issued 08/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2023
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/15/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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