Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alejandro? Claim Your ProfileAlejandro Seferino Richardson is a registered representative and investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Alejandro Richardson has been in the securities industry for over 10 years. Alejandro Richardson is currently licensed to provide investment advisory and brokerage services in Florida and Texas. He is also registered to provide investment advisory and brokerage services in Alabama, Connecticut, Georgia, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Alejandro Richardson has passed the Series 7, Series 63, Series 65 and SIE exams. Alejandro Richardson has experience in providing investment advisory and brokerage services to individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINTER PARK FL)
VA
07/13/2020 - 11/22/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
IA
Issued 01/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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