Unclaimed
Alejandro Ramirez brochero is a registered representative with Smbc Nikko Securities America, Inc. Alejandro has been working in the financial services industry since 2021. Alejandro is licensed to sell securities in 51 states. Alejandro has passed the Series 63, Series 79TO, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/26/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/02/2021 - 03/09/2022
MARATHON CAPITAL MARKETS, LLC (New York NY)
NY
08/12/2021 - 10/20/2021
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 04/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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