Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alejandro? Claim Your ProfileAlejandro Pena has been in the financial services industry since 1996. Alejandro is currently registered with MML Investors Services, LLC and has been with this firm since March 2017. Prior to this, Alejandro was with MSI Financial Services, Inc. and Metropolitan Life Insurance Company. Alejandro has passed the Series 6, 7TO, 63, and 66 exams. Alejandro has also been awarded the Series SIE exam. Alejandro is registered to provide investment advisory services in Colorado, Kentucky, New York, and Texas. Alejandro works with clients who are individuals, trusts, foundations, insurance companies, charitable organizations, high-net-worth individuals, corporations, pension and profit-sharing plans, and state or municipal government entities. Alejandro provides financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
01/24/2023 - Present
MML Investors Services, LLC (Dallas TX)
TX
08/05/1996 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (DALLAS TX)
TX
08/05/1996 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FORT WORTH TX)
BOTH
Issued 12/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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