Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alejandro? Claim Your ProfileAlejandro Ochoa is a financial advisor who has been in the industry since December 13, 2019. Alejandro is currently registered with Rainmaker Securities, LLC and is licensed in Illinois. Alejandro's previous experience includes a role with UBS Asset Management (US) Inc. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/20/2021 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
IL
12/11/2019 - 08/16/2021
UBS ASSET MANAGEMENT (US) INC. (CHICAGO IL)
BOTH
Issued 02/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2020
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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