Unclaimed
Alejandro Hasegawa is a registered representative of Stifel, Nicolaus & Company, Inc. Alejandro is a financial advisor with over 2 years of experience in the industry. Alejandro has a Series 7TO, Series 66 and SIE licenses. Alejandro is registered in 28 states. Alejandro is a financial advisor who is dedicated to providing personalized financial planning and investment management services to individuals, families, and businesses. Alejandro is also a registered investment advisor in Florida and Texas. Alejandro is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/21/2023 - Present
Stifel, Nicolaus & Company, Inc. (MIAMI FL)
FL
12/01/2022 - 07/19/2023
RAYMOND JAMES & ASSOCIATES, INC. (Miami FL)
FL
10/29/2021 - 11/18/2022
INSIGNEO SECURITIES, LLC (MIAMI FL)
BOTH
Issued 04/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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