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Alejandro M Guardiola

Insigneo Securities, LLC

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About Alejandro M Guardiola

Alejandro Guardiola is a financial advisor registered with Insigneo Securities, LLC, where Alejandro has been working since 2024. Alejandro has a broad range of experience in the financial industry. In the past, Alejandro has worked for firms such as UBS Financial Services Inc., UBS International Inc., WEILD & CO., and SEEDCHANGE EXECUTION SERVICES INC. Alejandro has a wide variety of professional licenses and certifications, including Series 3, Series 7, Series 9, Series 10, and Series 66. Alejandro's expertise makes Alejandro an ideal choice for investors seeking professional financial advice.

Firm Information

Alejandro Guardiola is currently registered with Insigneo Securities, LLC. Insigneo Securities, LLC is a Limited Liability Company formed in December 1998. The firm is registered with the Securities and Exchange Commission and holds registrations in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alejandro Guardiola’s Registration & Firm History

FL

01/31/2024 - Present

Insigneo Securities, LLC (MIAMI FL)

CO

07/03/2018 - 03/21/2019

WEILD & CO. (BOULDER CO)

CA

05/13/2015 - 02/09/2018

SEEDCHANGE EXECUTION SERVICES INC. (LAFAYETTE CA)

FL

01/01/2010 - 05/20/2013

UBS FINANCIAL SERVICES INC. (MIAMI FL)

FL

09/19/2006 - 01/01/2010

UBS INTERNATIONAL INC. (MIAMI FL)

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Licenses & Designations

BOTH

Issued 11/22/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/18/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/18/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2007

Series 3 - National Commodity Futures Examination

BC

Issued 09/18/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Alejandro M Guardiola. Review regulatory record here.
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