Unclaimed
Alejandro Guardiola is a financial advisor registered with Insigneo Securities, LLC, where Alejandro has been working since 2024. Alejandro has a broad range of experience in the financial industry. In the past, Alejandro has worked for firms such as UBS Financial Services Inc., UBS International Inc., WEILD & CO., and SEEDCHANGE EXECUTION SERVICES INC. Alejandro has a wide variety of professional licenses and certifications, including Series 3, Series 7, Series 9, Series 10, and Series 66. Alejandro's expertise makes Alejandro an ideal choice for investors seeking professional financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/31/2024 - Present
Insigneo Securities, LLC (MIAMI FL)
CO
07/03/2018 - 03/21/2019
WEILD & CO. (BOULDER CO)
CA
05/13/2015 - 02/09/2018
SEEDCHANGE EXECUTION SERVICES INC. (LAFAYETTE CA)
FL
01/01/2010 - 05/20/2013
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
09/19/2006 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
BOTH
Issued 11/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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