Unclaimed
Alejandro Lopez-lule is a financial advisor registered with Empower Advisory Group, LLC. Alejandro is licensed in Colorado and Kansas. Alejandro has been in the industry since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/24/2016 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
06/03/2015 - 09/19/2016
GWFS EQUITIES, INC. (ENGLEWOOD CO)
CO
09/09/2010 - 03/05/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
TX
09/04/2009 - 09/10/2010
CHASE INVESTMENT SERVICES CORP. (MCKINNEY TX)
BOTH
Issued 09/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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