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Alejandro Jose Vicens

Mariva Capital Markets, LLC

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About Alejandro Jose Vicens

Alejandro Vicens is a financial advisor with Mariva Capital Markets, LLC and has been in the industry since March 12, 1999. Alejandro is registered in Florida. Alejandro is also a registered representative with CG Compass (usa) LLC. Prior to that, Alejandro was with DOMINARI SECURITIES LLC in San Juan, Puerto Rico. Alejandro holds Series 4, 7, 24 and 63 licenses.

Firm Information

Alejandro Vicens is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alejandro Vicens’s Registration & Firm History

FL

03/04/2024 - Present

Mariva Capital Markets, LLC (MIAMI FL)

PR

04/22/2024 - 04/25/2024

DOMINARI SECURITIES LLC (San Juan PR)

PR

01/16/2001 - 08/19/2022

CITI INTERNATIONAL FINANCIAL SERVICES LLC (SAN JUAN PR)

PR

02/11/2000 - 01/17/2001

BBV CAPITAL MARKETS OF PUERTO RICO (HATO REY PR)

NY

12/07/1995 - 02/03/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/29/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2001

Series 4 - Registered Options Principal Examination

BC

Issued 02/26/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alejandro Jose Vicens.
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