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Alejandro Jesus Gonzalez

Cetera Investment Services LLC

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About Alejandro Jesus Gonzalez

Alejandro Jesus Gonzalez is a financial professional with over 20 years of experience in the industry. Alejandro is currently registered with Cetera Investment Services LLC, a financial firm with over 30 years of experience in the industry. Alejandro has held previous roles with Morgan Keegan & Company, Inc., Wells Fargo Advisors, LLC, Wachovia Securities, Inc., First Union Brokerage Services, Inc., and Essex National Securities, Inc. Alejandro is registered to conduct business in Florida and Mississippi. Alejandro holds Series 6, 7, and 63 licenses, as well as the Securities Industry Essentials (SIE) exam.

Firm Information

Alejandro Gonzalez is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alejandro Gonzalez’s Registration & Firm History

FL

10/27/2016 - Present

Cetera Investment Services LLC (ORLANDO FL)

FL

04/18/2013 - 12/02/2014

CETERA INVESTMENT SERVICES LLC (THE VILLAGES FL)

TN

08/30/2011 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

TN

04/08/2010 - 12/31/2010

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

FL

04/17/2003 - 02/16/2010

WELLS FARGO ADVISORS, LLC (GAINESVILLE FL)

MO

10/01/2000 - 08/01/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

09/05/1995 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

CA

04/21/1995 - 07/31/1995

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

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Licenses & Designations

BC

Issued 09/18/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2009

Series 7 - General Securities Representative Examination

BC

Issued 04/20/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alejandro Jesus Gonzalez.
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