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Alejandro Gonzalez

Axos Clearing LLC

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About Alejandro Gonzalez

Alejandro Gonzalez is a financial professional with over 15 years of experience in the securities industry. Alejandro has held various positions at firms like Credit Suisse Securities (USA) LLC, Timber Hill LLC, Banca IMI Securities Corp., Barclays Capital Inc., and Lehman Brothers Inc. Alejandro currently works at Axos Clearing LLC, a firm focused on clearing and custody services for a variety of financial products.

Firm Information

Alejandro Gonzalez is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alejandro Gonzalez’s Registration & Firm History

NJ

10/31/2023 - Present

Axos Clearing LLC (Edison NJ)

NY

07/05/2014 - 05/27/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

CT

09/25/2013 - 12/16/2013

TIMBER HILL LLC (GREENWICH CT)

NY

04/20/2009 - 07/09/2012

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NY

09/22/2008 - 02/12/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/06/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alejandro Gonzalez.
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