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Alejandro Esparza

Nylife Securities LLC

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About Alejandro Esparza

Alejandro Esparza is a financial advisor with Nylife Securities LLC and is registered with FINRA and the state of Texas. Alejandro's experience in the financial services industry began in 2023 and he is active in the Broker/Dealer space. Alejandro holds a Series 7, 63, and SIE license. Alejandro is based in Fort Worth, Texas.

Firm Information

Alejandro Esparza is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alejandro Esparza’s Registration & Firm History

TX

05/04/2024 - Present

Nylife Securities LLC (FORT WORTH TX)

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Licenses & Designations

BC

Issued 08/29/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alejandro Esparza.
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