Unclaimed
Alejandro Eladio Santana is a financial professional with experience in the industry since 2011. Alejandro is registered as a broker and an investment advisor in New York, Texas, California, New Jersey, Vermont, and is a Series 7, 63, 65, and 66 licensed professional. Alejandro is affiliated with MML Investors Services, LLC, located in New York, New York. MML Investors Services, LLC is a financial services firm that offers a variety of services, including investment advisory services, financial planning, and securities brokerage. Alejandro is a member of FINRA and the SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
09/06/2024 - Present
MML Investors Services, LLC (New York NY)
NY
02/11/2015 - 10/28/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/26/2013 - 08/29/2013
NYLIFE SECURITIES LLC (NEW YORK NY)
CA
05/19/2011 - 04/11/2012
UBS FINANCIAL SERVICES INC. (PASADENA CA)
IA
Issued 11/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2015
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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