Unclaimed
Alejandro Eduardo Chavez eguia is a securities professional with over 12 years of experience in the financial industry. Alejandro has been with Santander US Capital Markets LLC since February 2023. Previously, Alejandro was registered with SANTANDER INVESTMENT SECURITIES INC. from December 2011 to February 2023. Prior to that, Alejandro worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from August 2010 to December 2011. Alejandro is a licensed Series 7, 9, 10, 24, 55, 57TO, and 63 representative and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
12/01/2011 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
08/16/2010 - 12/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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