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Alejandro Eduardo Chavez eguia

Santander US Capital Markets LLC

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About Alejandro Eduardo Chavez eguia

Alejandro Eduardo Chavez eguia is a securities professional with over 12 years of experience in the financial industry. Alejandro has been with Santander US Capital Markets LLC since February 2023. Previously, Alejandro was registered with SANTANDER INVESTMENT SECURITIES INC. from December 2011 to February 2023. Prior to that, Alejandro worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from August 2010 to December 2011. Alejandro is a licensed Series 7, 9, 10, 24, 55, 57TO, and 63 representative and is registered in New York.

Firm Information

Alejandro Chavez eguia is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alejandro Chavez eguia’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

12/01/2011 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

08/16/2010 - 12/01/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2016

Series 24 - General Securities Principal Examination

BC

Issued 11/13/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/26/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alejandro Eduardo Chavez eguia.
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