Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alejandro? Claim Your ProfileAlejandro Armando Sobalvarro rosales is a financial professional with over 18 years of experience in the financial industry. Alejandro has a broad range of experience in the industry, having held positions at several firms including Tradewire Securities LLC, Bulltick, LLC, Bulltick Securities, Inc., and CP Capital Securities. Alejandro is currently registered with Stonex Financial Inc. and holds numerous licenses and certifications including Series 7, 66, 3, 24, 34, 53, 55, 30 and 4, as well as the SIE. Alejandro is registered to provide securities advice in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/11/2012 - Present
Stonex Financial Inc. (MIAMI FL)
FL
08/19/2008 - 12/17/2012
TRADEWIRE SECURITIES LLC (MIAMI FL)
FL
05/18/2005 - 04/28/2008
BULLTICK, LLC (MIAMI FL)
FL
05/18/2005 - 09/13/2006
BULLTICK SECURITIES, INC. (MIAMI FL)
FL
06/29/2004 - 08/16/2006
CP CAPITAL SECURITIES (MIAMI FL)
BOTH
Issued 08/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/26/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 01/22/2009
Series 4 - Registered Options Principal Examination
BC
Issued 04/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/17/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/07/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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