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Alejandro Alfonso Tapia

Symphony Financial, Ltd. Co.

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About Alejandro Alfonso Tapia

Alejandro Alfonso Tapia is a financial advisor who has been in the industry since 2003. Alejandro is registered with Symphony Financial, Ltd. Co. and is licensed to offer financial services in 35 states. Alejandro is also a registered investment advisor in Texas. Alejandro specializes in Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals. Symphony Financial, Ltd. Co. is an independent investment advisor firm that provides financial services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations.

Firm Information

Alejandro Tapia is currently registered with Symphony Financial, Ltd. Co.. Symphony Financial, Ltd. Co. is a registered investment advisor located in Houston, Texas. The firm manages approximately $860,973,427 in assets for 2,600 clients. Symphony Financial, Ltd. Co. provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. The firm also offers other services, including multi-family office services. Symphony Financial, Ltd. Co. participates in a wrap fee program. The firm has a team of 19 investment advisor representatives.
Symphony Financial, Ltd. Co.

4295 SAN FELIPE

HOUSTON, TX 77027

$860.97M

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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multi family office services

Multi family office services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alejandro Tapia’s Registration & Firm History

TX

07/23/2014 - Present

Symphony Financial, Ltd. Co. (HOUSTON TX)

NY

04/08/2003 - 10/06/2004

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/22/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alejandro Alfonso Tapia. Review regulatory record here.
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