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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alejandra? Claim Your ProfileAlejandra Lerma Rodriguez is an investment advisor representative with Morgan Stanley. Alejandra is licensed to offer investment advice in 53 states and the District of Columbia. Alejandra holds the Series 63, Series 66, Series 7, Series 9 and SIE licenses. Prior to joining Morgan Stanley, Alejandra was an investment advisor representative at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
11/06/2023 - Present
Morgan Stanley (GILBERT AZ)
CA
11/22/2022 - 10/20/2023
J.P. MORGAN SECURITIES LLC (Irvine CA)
AZ
06/14/2021 - 11/29/2022
MORGAN STANLEY (GILBERT AZ)
AZ
08/26/2020 - 06/18/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 07/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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