Unclaimed
Alejandra Anzaldo is a registered representative with UBS Securities LLC, a broker-dealer firm with an active scope in the securities industry. Alejandra is registered to sell securities in all 50 states and Puerto Rico. She has been in the securities industry since February 2022, when she passed the Securities Industry Essentials (SIE) and Investment Banking Registered Representative examinations. Alejandra also holds a Series 63 license, which allows her to sell securities in all states that require this registration. Alejandra is a valuable asset to UBS Securities LLC, and her expertise and knowledge of the securities industry are a benefit to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/22/2022 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 04/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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