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Aleesha Shyam Mundra

Penserra Securities, LLC

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About Aleesha Shyam Mundra

Aleesha Mundra is a financial professional with over 3 years of experience in the industry. Aleesha is currently registered with Penserra Securities, LLC and holds Series 3, 7TO and 63 licenses. Aleesha was previously registered with Blackrock Execution Services and holds the SIE exam. Aleesha specializes in providing financial guidance and investment services to clients.

Firm Information

Aleesha Mundra is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aleesha Mundra’s Registration & Firm History

CA

11/28/2023 - Present

Penserra Securities, LLC (ORINDA CA)

CA

02/13/2020 - 05/04/2023

BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/13/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2021

Series 3 - National Commodity Futures Examination

BC

Issued 02/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Aleesha Shyam Mundra.
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