Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aleen? Claim Your ProfileAleen Swofford is a registered investment advisor representative with Geneos Wealth Management, Inc. based in Knoxville, Tennessee. Aleen has been in the financial services industry since 1984 and has experience working with a variety of clients, including high net worth individuals, corporations and individuals other than high net worth. Aleen also has a strong background in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
02/02/2015 - Present
Geneos Wealth Management, Inc. (KNOXVILLE TN)
TN
07/20/2007 - 02/11/2015
WOODBURY FINANCIAL SERVICES, INC. (KNOXVILLE TN)
TN
04/11/2000 - 07/25/2007
ONEAMERICA SECURITIES, INC. (KNOXVILLE TN)
IN
04/11/2000 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
NJ
07/27/1984 - 04/13/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/27/1984 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 11/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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