Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aleck? Claim Your ProfileAleck W. Liu is a registered representative with Harris Williams. Aleck Liu holds the Series 63, Series 65, Series 79TO, and SIE licenses. Aleck Liu is registered in Virginia. Aleck Liu's current registration with Harris Williams began on July 19, 2023. Aleck Liu's registration is currently active. Aleck Liu has been in the financial industry since October 6, 2021. Aleck Liu is currently employed by Harris Williams. The firm has a branch office in Richmond, Virginia. Aleck Liu's branch office is located at 1001 Haxall Point, 9th Floor, Richmond, Virginia, 23219.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/19/2023 - Present
Harris Williams (RICHMOND VA)
BC
Issued 06/06/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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