Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alecia? Claim Your ProfileAlecia Dupont is a financial advisor with over 30 years of experience in the industry. Alecia is registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Prior to joining Merrill Lynch, Alecia was with BANC of America Investment Services, INC. Alecia holds Series 6, 7, 63 and 66 licenses and the SIE designation. Alecia is currently registered with the state regulators in Arkansas, California, District of Columbia, Florida, Georgia, Hawaii, Iowa, Louisiana, Maryland, New York, North Carolina, Tennessee, Texas, Virginia and Washington. Alecia specializes in working with individuals, corporations, insurance companies, charitable organizations, pension and profit sharing plans and state or municipal government entities. Alecia provides a variety of services including portfolio management for individuals and businesses, performance measurement reports, allocation modeling, IPS, research reports and services, pension consulting, educational seminars and selection of other advisors. Alecia also offers other outside services through Dupont Household Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/04/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINTER PARK FL)
FL
11/02/2000 - 11/30/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (ORLANDO FL)
BOTH
Issued 11/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/1/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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