Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Wahl is an investment banking registered representative. Alec has been in the industry since July 2023 and currently works at TD Securities (USA) LLC. Alec has a Series 79TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
07/24/2023 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
BC
Issued 07/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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