Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Thomas Sindelar is a financial advisor with Principal Securities, Inc. in Tiffin, Iowa. Alec has been working in the financial services industry since 2016 and has a wide range of experience in helping individuals and families reach their financial goals. He is also a registered representative with TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC. Alec holds the Series 63, Series 66, and Series 7 licenses and the Series 24 general securities principal license. Alec is committed to providing his clients with personalized financial advice and helping them make informed decisions about their financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
04/06/2022 - Present
Principal Securities, Inc. (Tiffin IA)
NE
06/27/2016 - 05/23/2020
TD AMERITRADE, INC. (OMAHA NE)
NE
08/09/2018 - 02/05/2019
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BOTH
Issued 06/02/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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