Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Stephen Ardito is a financial advisor with over 28 years of experience in the financial services industry. Alec is currently registered with Morgan Stanley and holds a Series 7, Series 9, Series 10, Series 23, Series 24, Series 31, and Series 63 license. Alec has previously worked with firms including Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alec specializes in providing financial planning, asset allocation, and portfolio management services to individuals, families, and businesses. Alec is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
11/01/2022 - Present
Morgan Stanley (Cincinnati OH)
FL
11/17/2015 - 10/25/2022
WELLS FARGO CLEARING SERVICES, LLC (SARASOTA FL)
GA
09/16/2014 - 11/18/2015
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
FL
09/30/2009 - 08/20/2014
WELLS FARGO ADVISORS, LLC (WEST PALM BEACH FL)
FL
11/19/2007 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NAPLES FL)
FL
08/22/1994 - 11/26/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELBOURNE FL)
TX
11/29/1993 - 07/19/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 08/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/09/2008
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/21/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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