Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Smith is a financial advisor with over three years of experience in the financial services industry. Alec currently works with Columbia Management Investment Advisers, LLC as a Registered Representative. Alec Smith is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, 7, 63, and 66 licenses. Prior to joining Columbia Management, Alec worked as a financial advisor with Lincoln Financial Distributors, Inc. and Royal Alliance Associates, Inc. Alec has a strong track record of providing investment advice to individuals, businesses, and institutions. Alec is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
06/08/2022 - Present
Columbia Management Investment Advisers, LLC (BOSTON MA)
PA
03/12/2019 - 08/20/2021
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
VA
11/02/2018 - 02/28/2019
ROYAL ALLIANCE ASSOCIATES, INC. (ROANOKE VA)
VA
08/18/2018 - 11/02/2018
SIGNATOR INVESTORS, INC. (ROANOKE VA)
BOTH
Issued 04/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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