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Alec Robert Zenker

Smbc Nikko Securities America, Inc.

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About Alec Robert Zenker

Alec Robert Zenker is a registered representative with Smbc Nikko Securities America, Inc. Alec Robert Zenker has been in the securities industry for less than a year. Alec Robert Zenker is registered with the state of New York and has a Series 79TO, SIE and Series 63 licenses. Alec Robert Zenker is currently employed at the New York branch office of Smbc Nikko Securities America, Inc..

Firm Information

Alec Zenker is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alec Zenker’s Registration & Firm History

NY

11/16/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alec Robert Zenker.
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