Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Coombs is a registered representative at MM Ascend Life Investor Services, LLC, a firm with 12 licensed agents and 12 investment advisor representatives. Alec has been in the industry since September 2023 and holds the Series 63, 6TO, and SIE licenses. Alec was previously registered with W&S Brokerage Services, INC. in Loveland, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
04/17/2024 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
OH
09/13/2023 - 03/29/2024
W&S BROKERAGE SERVICES, INC. (LOVELAND OH)
BC
Issued 11/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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