Unclaimed
Alec Petros is a registered representative with Umergence LLC, holding Series 7TO, Series 63, and SIE licenses. Alec has been in the securities industry since 2021 and is currently registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/02/2021 - Present
Umergence LLC (PLANTSVILLE CT)
BC
Issued 12/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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