Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Paul Johnson is a registered investment advisor representative associated with Robert W. Baird & Co. Inc. in Milwaukee, WI. Alec has been in the industry since 2018 and has held previous positions with Citadel Securities LLC and Palafox Trading LLC. Alec holds Series 7TO, 99TO, 27, and 66 licenses and has several specializations, including but not limited to investment management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
02/23/2022 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
FL
07/10/2018 - 11/29/2021
CITADEL CLEARING LLC (MIAMI FL)
FL
07/10/2018 - 11/29/2021
CITADEL SECURITIES INSTITUTIONAL LLC (MIAMI FL)
FL
07/10/2018 - 11/29/2021
CITADEL SECURITIES LLC (MIAMI FL)
FL
07/10/2018 - 11/29/2021
PALAFOX TRADING LLC (MIAMI FL)
BOTH
Issued 02/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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