Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Lombardozzi is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over 12,000 licensed agents and $1.27 trillion in regulatory assets under management. Alec is a seasoned financial professional with experience in various financial services industries, including banking and investment. Alec holds Series 66, 7TO and SIE licenses and is registered in multiple states, including Texas, Virginia and Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RICHMOND VA)
PA
05/30/2023 - 08/01/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Plymouth Meeting PA)
WI
10/06/2021 - 01/25/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Manitowoc WI)
VA
08/04/2020 - 09/20/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ASHLAND VA)
BOTH
Issued 10/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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