Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Ellison is a financial advisor based in New York, NY. Alec has been working in the financial services industry since 1998. Alec is currently registered with Houlihan Lokey Capital, Inc. and has previously been registered with Jefferies LLC and Broadview International LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
02/27/2004 - 03/17/2016
JEFFERIES LLC (NEW YORK NY)
NY
04/24/1991 - 02/27/2004
BROADVIEW INTERNATIONAL LLC (NEW YORK NY)
BC
Issued 05/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1993
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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