Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Bethurum is a financial professional with over 20 years of experience in the industry. Alec is registered as an Investment Advisor Representative with Newedge Advisors and has a Series 7, Series 63 and Series 65 license. Alec has previously been employed with several firms including Ocean View Capital, LLC, GARP Research & Securities Company, Capstone Investments, Roth Capital Partners, LLC, Bear, Stearns & Co. Inc., Worldco, L.L.C. and Prudential Securities Incorporated. Alec specializes in providing financial planning, pension consulting and selection of other advisers for individuals and businesses. Alec’s current firm, Newedge Advisors, is a registered investment advisor with over $10 billion - $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
08/01/2024 - Present
Newedge Advisors (Overland Park KS)
CA
05/20/2011 - 10/28/2011
OCEAN VIEW CAPITAL, LLC (RANCHO SANTA FE CA)
CA
07/23/2008 - 09/02/2009
GARP RESEARCH & SECURITIES COMPANY (SAN DIEGO CA)
CA
06/13/2008 - 06/20/2008
CAPSTONE INVESTMENTS (SAN DIEGO CA)
CA
02/18/2003 - 10/25/2007
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
NY
03/06/2002 - 11/06/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/21/2001 - 03/12/2002
WORLDCO, L.L.C. (NEW YORK NY)
NY
09/22/1999 - 08/17/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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