Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Nasto is a financial advisor with Raymond James & Associates, Inc. Alec has been in the financial services industry since 2018. Alec is registered with the state of California and holds a Series 7, Series 66, and Series 57TO securities license. Alec's previous experience includes working for Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Lincoln Financial Advisors Corporation. Alec specializes in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/04/2021 - Present
Raymond James & Associates, Inc. (New York NY)
CA
05/31/2019 - 09/13/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
08/07/2018 - 05/07/2019
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
CA
06/01/2018 - 08/13/2018
LINCOLN FINANCIAL ADVISORS CORPORATION (SAN DIEGO CA)
BOTH
Issued 07/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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