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Alec James Goossen

Vanguard Marketing Corp.

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About Alec James Goossen

Alec James Goossen is a financial advisor associated with Vanguard Marketing Corp. Alec is registered with the state of Arizona and 52 other states. Alec has been working in the financial services industry since December 31, 2021. Alec holds the Series 7TO, SIE, and Series 63 licenses.

Firm Information

Alec Goossen is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alec Goossen’s Registration & Firm History

AZ

01/01/2022 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 01/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/24/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alec James Goossen.
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