Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Elias Rosario is a financial advisor with Edward Jones, a firm with offices in St. Louis, MO. Alec has been a registered representative in the financial industry since 2012 and has earned the Series 7, Series 66, and the SIE licenses. Alec has experience working with a number of financial firms, including Merrill Lynch, J.P. Morgan Securities, and Cetera Investment Services. In addition to working with Edward Jones, Alec has also worked with Centier Bank and Bank of America. Alec is registered to provide investment advisory services in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
12/23/2020 - Present
Edward Jones (LA PORTE IN)
IN
10/02/2017 - 08/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MERRILLVILLE IN)
IL
04/27/2016 - 10/11/2017
J.P. MORGAN SECURITIES LLC (SOUTH HOLLAND IL)
IN
03/05/2015 - 04/13/2016
CETERA INVESTMENT SERVICES LLC (Chesterton IN)
IN
08/10/2012 - 02/17/2015
EDWARD JONES (LAFAYETTE IN)
BOTH
Issued 08/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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