Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Edward Hoke is an investment advisor representative currently registered with Equity Services, Inc. Alec has been in the industry since March 15, 1996. Alec holds Series 7 and Series 66 licenses. Alec is licensed in Arizona, Florida, Missouri, Nevada, New Jersey, New York, and Wisconsin. Previous employers include PRUCO SECURITIES, LLC, FIRST ALLIED SECURITIES, INC., 1ST DISCOUNT BROKERAGE, INC., SAXONY SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., WACHOVIA SECURITIES FINANCIAL NETWORK, INC., JWGENESIS SECURITIES, INC., D. BLECH & COMPANY, INCORPORATED, JOSEPHTHAL LYON & ROSS INCORPORATED, and THOMAS JAMES ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
08/12/2021 - Present
Equity Services, Inc. (COLCHESTER VT)
NY
03/18/2020 - 07/14/2021
PRUCO SECURITIES, LLC. (Fayetteville NY)
NY
07/17/2012 - 03/17/2020
FIRST ALLIED SECURITIES, INC. (FAYETTEVILLE NY)
NY
05/15/2009 - 07/20/2012
1ST DISCOUNT BROKERAGE, INC. (CAZENOVIA NY)
FL
04/29/2008 - 02/20/2009
SAXONY SECURITIES, INC. (NORTH BAY VILLAGE FL)
FL
02/03/2003 - 05/10/2006
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
MO
01/02/2001 - 02/18/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
09/30/1994 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
03/24/1994 - 10/27/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/26/1994 - 10/06/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
12/16/1993 - 03/04/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BOTH
Issued 12/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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