Unclaimed
Alec Strain is a financial professional with over 5 years of experience in the industry. Alec is currently registered with Flourish Financial LLC and is licensed to provide financial advice in all 50 states and the District of Columbia. Previously, Alec worked at UMB Distribution Services, LLC and Eaton Vance Distributors, Inc. Alec holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/25/2023 - Present
Flourish Financial LLC (New York NY)
WI
05/12/2021 - 12/01/2022
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
MA
06/15/2017 - 10/23/2019
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 08/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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