Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Dale Ring is an active investment advisor representative (IAR) and registered representative (RR). Alec has over 12 years of experience in the financial services industry. Alec is currently registered with Osaic Wealth, Inc. and has been with the firm since September 2023. Previously, Alec worked for SagePoint Financial, Inc. from November 2010 to September 2023. Alec holds a Series 66, Series 7 and SIE licenses. Alec is registered with the following states: Alabama, Arizona, Florida, Georgia, Illinois, Indiana, Missouri, New York, Oregon, South Carolina, South Dakota, Tennessee and Texas. Alec also has experience as a commission agent with Ring Financial Inc P/C Health, and as the President of Ring Financial Inc - Tax and Ring Financial Inc - Ins.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/01/2023 - Present
Osaic Wealth, Inc. (EFFINGHAM IL)
IL
11/17/2010 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (EFFINGHAM IL)
BOTH
Issued 12/13/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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