Unclaimed
Alec Christopher Brummer is a financial advisor with J.p. Morgan Institutional Investments Inc., located in New York, NY. Alec has been in the industry since August 13, 2018. Alec holds Series 7, Series 63, and SIE licenses. Alec is registered in New York and Washington. Alec was previously employed at J.P. MORGAN SECURITIES LLC in Seattle, WA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2019 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
WA
08/14/2018 - 12/06/2019
J.P. MORGAN SECURITIES LLC (Seattle WA)
BC
Issued 09/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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