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Alec Brown is a financial advisor with Cetera Investment Advisers LLC. Alec has been working in the financial services industry since January 2023. Alec has a Series 7, 63 and 65 license and is registered in Connecticut, Florida, Kansas, Nevada, New York and Pennsylvania. Cetera Investment Advisers LLC is an independent broker-dealer that offers a variety of investment products and services to individuals, families, and businesses. The firm provides investment advice, financial planning, retirement planning, and insurance services. Cetera Investment Advisers LLC is headquartered in Schaumburg, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/10/2024 - Present
Cetera Investment Advisers LLC (TAMPA FL)
IA
Issued 4/3/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/6/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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