Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Abbott is a financial professional with over 30 years of experience in the financial services industry. Alec has a strong background in portfolio management and financial planning and has held positions with several notable firms, including Hagerty, Stewart & Associates, Inc., Cigna Securities, Inc., and The Seidler Companies Incorporated. Alec currently works with The Norden Group LLC, a firm specializing in providing financial planning and portfolio management services to individuals, corporations, businesses, and charitable organizations. Alec has a commitment to serving the needs of clients and holds various designations and certifications in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/31/2024 - Present
THE Norden Group LLC (Newport Beach CA)
CA
11/02/2020 - 05/31/2024
BAKER TILLY CAPITAL, LLC (Irvine CA)
CA
02/28/2019 - 11/02/2020
DFPG INVESTMENTS, LLC (IRVINE CA)
CA
06/29/2017 - 03/28/2019
ALLEGIS INVESTMENT SERVICES, LLC (Irvine CA)
CA
10/31/2005 - 07/05/2017
SAGEPOINT FINANCIAL, INC. (NEWPORT BEACH CA)
AZ
12/15/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
01/02/2001 - 12/15/2004
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
CA
02/07/2001 - 11/29/2001
HAGERTY, STEWART & ASSOCIATES, INC. (SAN DIEGO CA)
CA
12/10/1999 - 01/02/2001
HAGERTY, STEWART & ASSOCIATES, INC. (SAN DIEGO CA)
NY
08/02/1989 - 12/20/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
PA
04/27/1988 - 08/01/1989
CIGNA SECURITIES, INC. (RADNOR PA)
NA
01/24/1986 - 02/01/1989
KATERSKY SECURITIES, INC.
NA
11/21/1986 - 04/13/1988
RANCE KING SECURITIES CORP.
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/23/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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