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Alec Brondolo

Wells Fargo Securities, LLC

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About Alec Brondolo

Alec Brondolo is a financial professional with Wells Fargo Securities, LLC. Alec has been in the industry since 2016 and holds the Series 7, 63, 86, 87, and SIE licenses. Alec is registered in all 50 states and is licensed to offer investment advice and securities products. Alec's experience in the financial industry provides them with a comprehensive understanding of investment strategies and risk management techniques.

Firm Information

Alec Brondolo is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alec Brondolo’s Registration & Firm History

NY

06/05/2023 - Present

Wells Fargo Securities, LLC (New York NY)

NY

09/14/2016 - 08/06/2018

OPPENHEIMER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/27/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/14/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alec Brondolo.
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