Unclaimed
Alec Brondolo is a financial professional with Wells Fargo Securities, LLC. Alec has been in the industry since 2016 and holds the Series 7, 63, 86, 87, and SIE licenses. Alec is registered in all 50 states and is licensed to offer investment advice and securities products. Alec's experience in the financial industry provides them with a comprehensive understanding of investment strategies and risk management techniques.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/05/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
09/14/2016 - 08/06/2018
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 06/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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