Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Brendan Schnapp is a securities professional with experience in the financial services industry. Alec is currently registered with BGC Financial, LP and has passed the Series 63, Series 7TO and SIE exams. Alec has a strong background in the industry having worked at Sunrise Brokers LLC. Alec is licensed in multiple states including California, Connecticut, Illinois, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2021 - Present
BGC Financial, LP (NEW YORK NY)
NY
05/28/2021 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
BC
Issued 07/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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