Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec B. Small is a financial advisor with Payden & Rygel Distributors, headquartered in LOS ANGELES, CA. Alec holds the Series 66, Series 7 and SIE licenses. Alec has been in the financial services industry since 2012. Prior to joining Payden & Rygel Distributors, Alec worked at Toyota Financial Services Securities USA Corporation and Wedbush Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/08/2017 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
CA
12/23/2014 - 01/12/2017
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION (TORRANCE CA)
CA
10/07/2011 - 11/05/2013
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BOTH
Issued 06/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alec Small is the right advisor for you? Invested Better is here to help.
