Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Arthur Prinze is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Alec Arthur Prinze has been in the industry since December 2018. Alec Arthur Prinze is licensed to provide financial services in 17 states and is registered with the Securities and Exchange Commission (SEC). Alec Arthur Prinze is a licensed investment advisor representative (IAR) and holds a Series 7 and Series 66 license. Alec Arthur Prinze offers financial planning services, portfolio management, and other investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
02/06/2023 - Present
Raymond James Financial Services Advisors, Inc. (Gold River CA)
CA
12/13/2018 - 09/06/2022
EDWARD JONES (FAIR OAKS CA)
BOTH
Issued 02/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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