Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alec? Claim Your ProfileAlec Acosta is a financial advisor with over 17 years of experience in the industry. Alec is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with BB&T Investment Services, Inc., Wells Fargo Advisors, LLC, and First Union Brokerage Services, Inc. Alec is a Series 66, Series 63, Series 10, Series 9, Series 31, and Series 7 licensed representative, and is also a registered principal. Alec has a wide range of expertise, offering financial planning, portfolio management, investment consulting services to institutional clients, pension consulting, and selection of other advisors. Alec provides investment advisory services to individuals, businesses, and institutional clients. Alec is currently licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/14/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
09/30/2013 - 09/01/2017
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/01/2000 - 10/02/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
04/10/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 06/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alec Acosta is the right advisor for you? Invested Better is here to help.
